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Mutual fund scandal
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1	Caught in the Act: How Hedge Funds Manipulate their Equity Positions Gjergji Cici, Alexander Kempf, and Alexander Puetz * First Draft: August 2010 Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2015-01-12 13:32:20 Finance Economy Money Institutional investors Alternative investment management companies Hedge fund Form 13F Mutual fund Madoff investment scandal Stock trader Bias ratio Ezra Zask
2	France Regulation FUNDS AND FUND MANAGEMENT Add to Reading List Source URL: www.kpmg.com Language: English Collective investment schemes Funds Investment Madoff investment scandal Financial services Specialized investment fund KPMG Investment fund Fond commun de placement SICAV Mutual fund Venture capital
3	#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DCDuplicate copies of these records may be maintained by SEC Regional and District Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2007-08-24 13:10:35 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Financial economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Financial regulation Government
4	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 16:48:17 United States Securities and Exchange Commission Financial system Finance Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer World Group Securities Mutual fund scandal United States securities law Financial economics 73rd United States Congress
5	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 12:52:44 Disgorgement Debenture Securities Act Financial regulation Economics Financial economics Mutual fund scandal United States Securities and Exchange Commission Corporate crime Fair Fund
6	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 20, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-20 18:34:36 Investment banks Citigroup Credit Suisse U.S. Securities and Exchange Commission Mutual fund scandal Investment Primary dealers Financial economics
7	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 24, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 10:02:35 Financial regulation Government Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission United States Mutual fund scandal United States securities law United States Securities and Exchange Commission 73rd United States Congress
8	U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The U.S. Securities and Exchange Commission (Commission) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-09 20:12:34 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Government United States Regulation S-K Mutual fund scandal United States securities law United States Securities and Exchange Commission Financial regulation
9	Aspire International, Inc., et al. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-05 05:05:46 Financial economics Investment Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Israel Securities Authority Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
10	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 20, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-20 18:34:36 Investment banks Citigroup Credit Suisse U.S. Securities and Exchange Commission Mutual fund scandal Investment Primary dealers Financial economics

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